Our Expert
Meet the WealthGuard Team
The principal consultant (Koo) is a veteran in the Wealth Management Compliance space with over 30 years of working experience across various financial institutions.
He possesses a detailed understanding of Singapore and Hong Kong regulations and regulatory expectations, especially in delivering a fair outcome to clients in the sale of investment products.
Throughout his career, he has managed numerous client complaints (including those that were escalated to regulators, resolution bodies, courts, etc.), ensuring the resolution was fair, considering the facts of each case.
He has successfully helped people who were victims of mis-selling.