WealthGuard: Your Shield Against Investment Mis-Selling

Having experienced two financial crisis and witnessed severe hardship that investment losses through financial products may have on peoples' life, i.e. mental/emotional stress, family disputes, etc., we can accompany you in this difficult journey, specifically to ensure that your voices/concerns on potential mis-selling (please see FAQs) are heard by senior management of the financial institution or the authorities (FDRC, FIDREC, HKMA, MAS, etc.).

The first complaint made to the financial institution is critical; it needs to be well-articulated, robust, and detailed to increase your chances of getting compensation for your investment losses and a closure to such unpleasant experience.

Given our professional work experience, we are well-positioned to assist non-retail clients who are customers of wealth management or private banks operating in Singapore and Hong Kong.